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Super Lawyers
Avvo Rating
10 Best

Securities & Other Regulatory Enforcement

Conaway & Strickler, PC has extensive experience representing financial industry professionals accused of securities, commodities or banking violations in civil actions and in proceedings before the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Office of Foreign Assets Control, the Federal Reserve Board, the Office of the Comptroller of the Currency, the Office of Thrift Supervision, the Financial Industry Regulatory Authority, offices of state Attorneys General, and other regulatory bodies.

We have represented corporations, corporate executives, investment bankers, traders, brokers, investment advisers, portfolio managers, mutual fund managers, hedge funds and hedge fund managers, general counsels, auditors, compliance officers and back-office personnel in matters involving allegations of fraud, insider trading, market and benchmark manipulation, bid-rigging schemes, options backdating, improper practices in connection with the sale of various forms of securities (including municipal securities, auction-rate securities, mortgage-backed securities and derivative products), accounting irregularities, and breach of fiduciary and other duties.

Our deep experience in matters relating to the financial markets has given us exposure to a wide variety of primary and derivative financial instruments traded on domestic and foreign exchanges, as well as privately between and among market participants.

Client Reviews
I am so very grateful to all of you for working diligently for him. I prayed Conaway & Strickler would have the skill to prove him innocent. And you did. God bless all of you, and thank you again. Liz
Thank you for your magnificent representation of our son in court today. It seemed like everyone in the courtroom was against him, and you were his champion. My wife and I will never forget how you stood up in court for our son today. Thank you for saving him from jail and getting him a second chance at life. Peter and Darcy
Our family wants to thank Conaway and Strickler for their professional and hard work in this case. We never thought this nightmare was going to be over so soon. With receiving a No Bill from the Grand Jury, my employer has given me my job back. This has been by far a true miracle. The R. Family
Thank you so much for your support and guidance! Have a wonderful year! Bob
Thanks for your concern and caring. You were so kind when I called. Thanks to all! Vergie